SFC Licences of LEUNG Siu Tak 梁兆德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 20 September 2011 | 03 May 2012 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 20 September 2011 | 03 May 2012 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 20 September 2011 | 03 May 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 November 2010 | 12 May 2011 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 November 2010 | 12 May 2011 |