SFC Licences of LUO Hua 羅華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion International Securities Group Limited 獅子國際證券集團有限公司 RO 4 28 May 2021
Lion International Securities Group Limited 獅子國際證券集團有限公司 RO 1 07 September 2018
Lion Asset Management Limited 獅子資產管理有限公司 RE 9 28 February 2018 16 January 2024
Lion Asset Management Limited 獅子資產管理有限公司 RE 4 28 February 2018 16 January 2024
Lion International Securities Group Limited 獅子國際證券集團有限公司 RE 1 28 February 2018 07 September 2018
Lion International Securities Group Limited 獅子國際證券集團有限公司 RE 4 28 February 2018 12 June 2018
Lion Futures Limited 獅子期貨有限公司 RO 5 28 February 2018
Lion Futures Limited 獅子期貨有限公司 RO 2 28 February 2018
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 23 November 2016 31 August 2017
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 23 November 2016 31 August 2017
HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 RE 9 23 November 2016 31 August 2017
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 23 November 2016 31 August 2017
Longrun Financial Group Limited 朗潤金融集團有限公司 RE 2 16 September 2015 01 November 2016
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 24 June 2014 06 September 2015
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 24 March 2014 06 September 2015
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 26 November 2010 06 September 2015