SFC Licences of CHU Lei Mei 朱莉薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 RE 4 01 July 2022 06 July 2022
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 RE 1 01 July 2022 06 July 2022
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 15 December 2017 30 June 2022
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 15 December 2017 30 June 2022
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 9 22 September 2015 16 October 2017
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 4 22 September 2015 16 October 2017
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 1 22 September 2015 16 October 2017
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 9 05 February 2013 02 April 2015
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 05 February 2013 02 April 2015
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 05 February 2013 02 April 2015
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 02 December 2010 09 January 2013
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 02 December 2010 09 January 2013