SFC Licences of YEUNG Kim Wa 楊劍華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 | RE | 4 | 16 July 2019 | |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 | RE | 1 | 16 July 2019 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 27 October 2017 | 04 July 2019 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 27 October 2017 | 04 July 2019 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 15 March 2016 | 08 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 15 March 2016 | 08 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 15 March 2016 | 08 October 2017 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 | RE | 1 | 03 December 2010 | 08 February 2011 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 | RE | 2 | 03 December 2010 | 08 February 2011 |