SFC Licences of RIESNER Michael Lothar Kurt
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 13 November 2017 | 15 November 2017 |
| UBS Securities Asia Limited | RE | 1 | 20 October 2016 | 25 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 02 December 2010 | 20 May 2016 |