SFC Licences of TSOI Ho 蔡浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 24 October 2016 | 15 December 2016 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 22 April 2016 | 15 December 2016 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 12 January 2011 | 06 April 2016 |