SFC Licences of CHEUNG Hang Lok 張恒樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 5 | 09 June 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 09 June 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 09 June 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 June 2022 | |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 5 | 17 March 2020 | 26 February 2022 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 04 March 2020 | 26 February 2022 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 03 May 2019 | 16 October 2019 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 03 May 2019 | 16 October 2019 |
Sun Growth Asset Management Limited 志昇資產管理有限公司 | RE | 9 | 17 August 2018 | 25 April 2019 |
Sun Growth Asset Management Limited 志昇資產管理有限公司 | RE | 4 | 17 August 2018 | 25 April 2019 |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 4 | 17 February 2014 | 12 September 2014 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 28 December 2010 | 17 February 2014 |