SFC Licences of CHEUNG Hang Lok 張恒樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 5 09 June 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 4 09 June 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 2 09 June 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 1 09 June 2022
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 5 17 March 2020 26 February 2022
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 04 March 2020 26 February 2022
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 03 May 2019 16 October 2019
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 03 May 2019 16 October 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司 RE 9 17 August 2018 25 April 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司 RE 4 17 August 2018 25 April 2019
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 4 17 February 2014 12 September 2014
Delta Asia Securities Limited 滙業證券有限公司 RE 4 28 December 2010 17 February 2014