SFC Licences of LEE Wai Kit Patrick 李煒傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 24 October 2023 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 July 2015 | 03 August 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 30 April 2012 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 30 April 2012 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 30 April 2012 |
Altis Partners (Asia) Limited | RE | 9 | 12 January 2011 | 25 February 2011 |