SFC Licences of LAI Pui Kiu 黎沛翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 28 August 2012 | 15 November 2013 |
Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 28 August 2012 | 15 November 2013 |
Hafoo Securities Limited 哈富證券有限公司 | RE | 1 | 28 August 2012 | 15 November 2013 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 07 January 2011 | 02 June 2012 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 07 January 2011 | 02 June 2012 |