SFC Licences of KWONG Pui Chuen 鄺霈銓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 01 August 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 August 2018 | |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 12 July 2018 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 12 July 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 12 July 2018 | |
iBest Investment Services Limited | RE | 3 | 20 July 2017 | 11 June 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 30 August 2012 | 11 June 2018 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 07 December 2010 | 11 June 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 07 December 2010 | 11 June 2018 |