SFC Licences of KUANG Tao 匡濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RO | 9 | 06 September 2023 | |
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RO | 4 | 06 September 2023 | |
Innovation Securities Co., Limited 鼎新證券有限公司 | RO | 1 | 30 July 2020 | |
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RE | 9 | 26 March 2020 | 06 September 2023 |
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RE | 4 | 18 February 2019 | 06 September 2023 |
Innovation Securities Co., Limited 鼎新證券有限公司 | RE | 1 | 18 February 2019 | 30 July 2020 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 23 December 2016 | 25 January 2019 |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 08 August 2012 | 25 January 2019 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 03 January 2011 | 25 January 2019 |