SFC Licences of KUANG Tao 匡濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RO 9 06 September 2023
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RO 4 06 September 2023
Innovation Securities Co., Limited 鼎新證券有限公司 RO 1 30 July 2020
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 9 26 March 2020 06 September 2023
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 4 18 February 2019 06 September 2023
Innovation Securities Co., Limited 鼎新證券有限公司 RE 1 18 February 2019 30 July 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 23 December 2016 25 January 2019
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 08 August 2012 25 January 2019
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 03 January 2011 25 January 2019