SFC Licences of WANG Yan 王妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vision Finance (Securities) Limited 匯金(證券)有限公司 | RE | 9 | 20 August 2013 | 19 June 2014 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 | RE | 4 | 20 August 2013 | 19 June 2014 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 | RE | 1 | 20 August 2013 | 19 June 2014 |
| SMART Asset Management Limited | RE | 9 | 10 January 2013 | 08 August 2013 |
| SMART Asset Management Limited | RE | 4 | 10 January 2013 | 08 August 2013 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 | RE | 1 | 21 March 2011 | 11 April 2012 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 15 December 2010 | 07 March 2011 |