SFC Licences of CHEN Liang 陳亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RO | 2 | 28 June 2022 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 1 | 28 June 2022 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 02 December 2021 | 28 June 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 02 December 2021 | 28 June 2022 |
Merrill Lynch Far East Limited | RE | 2 | 20 December 2010 | 08 September 2021 |
Merrill Lynch Far East Limited | RE | 1 | 20 December 2010 | 08 September 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 December 2010 | 08 September 2021 |