SFC Licences of JAIN Pankaj
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 17 April 2020 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 17 April 2020 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 07 July 2016 | 22 November 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 July 2016 | 22 November 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 December 2014 | 23 April 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 December 2014 | 23 April 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 04 January 2011 | 17 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 January 2011 | 17 September 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 04 January 2011 | 17 September 2014 |