SFC Licences of FUNG Yu Ching 馮愈晴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RO	4	28 September 2023
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	27 October 2021	04 October 2023
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	20 August 2021	04 October 2023
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	20 August 2021	04 October 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	20 August 2021
Joincap Capital Limited 中楷資本有限公司	RO	9	25 August 2020	29 July 2021
Joincap Capital Limited 中楷資本有限公司	RO	4	25 August 2020	29 July 2021
Grit Securities Limited 啟恒證券有限公司	RE	1	25 October 2018	29 July 2021
Joincap Capital Limited 中楷資本有限公司	RE	9	25 October 2018	25 August 2020
Joincap Capital Limited 中楷資本有限公司	RE	4	25 October 2018	25 August 2020
CLSA Limited 中信里昂證券有限公司	RE	4	30 December 2014	27 May 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	01 November 2013	27 May 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	01 November 2013	27 May 2017
CLSA Limited 中信里昂證券有限公司	RE	1	01 November 2013	27 May 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	20 December 2010	31 October 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	20 December 2010	31 October 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	20 December 2010	31 October 2013