SFC Licences of WU Yangdong 鄔揚棟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 02 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 02 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 02 November 2022
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 03 January 2011 12 January 2013
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 03 January 2011 12 January 2013
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 03 January 2011 12 January 2013