SFC Licences of WU Yangdong 鄔揚棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 02 November 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 02 November 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 02 November 2022 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 03 January 2011 | 12 January 2013 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 03 January 2011 | 12 January 2013 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 03 January 2011 | 12 January 2013 |