SFC Licences of GOEL Sudhir Nareshkumar 高蘇迪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Broking (Hong Kong) Limited RO 7 03 December 2019
J.P. Morgan Broking (Hong Kong) Limited RO 4 03 December 2019
J.P. Morgan Broking (Hong Kong) Limited RO 1 03 December 2019
J.P. Morgan Broking (Hong Kong) Limited RE 7 28 June 2019 03 December 2019
J.P. Morgan Broking (Hong Kong) Limited RE 4 28 June 2019 03 December 2019
J.P. Morgan Broking (Hong Kong) Limited RE 1 28 June 2019 03 December 2019
J.P. Morgan Broking (Hong Kong) Limited RO 5 10 October 2017
J.P. Morgan Broking (Hong Kong) Limited RO 2 10 October 2017
J.P. Morgan Broking (Hong Kong) Limited RE 5 15 October 2013 10 October 2017
J.P. Morgan Broking (Hong Kong) Limited RE 2 15 October 2013 10 October 2017
J.P. Morgan Securities (Asia Pacific) Limited 1 13 December 2010
J.P. Morgan Securities (Asia Pacific) Limited 4 13 December 2010
J.P. Morgan Securities (Asia Pacific) Limited 6 13 December 2010
J.P. Morgan Securities (Asia Pacific) Limited 7 13 December 2010
JPMorgan Chase Bank, National Association 1 13 December 2010
JPMorgan Chase Bank, National Association 4 13 December 2010
JPMorgan Chase Bank, National Association 6 13 December 2010