SFC Licences of WONG Tan 黃丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 27 June 2022 | 05 January 2024 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 27 June 2022 | 05 January 2024 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 07 November 2011 | 27 October 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 07 January 2011 | 03 November 2011 |