SFC Licences of KIM Joon Won 金俊源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 09 September 2022 | |
| UBS Securities Hong Kong Limited | RE | 1 | 09 September 2022 | |
| UBS Securities Asia Limited | RE | 2 | 09 September 2022 | |
| UBS Securities Asia Limited | RE | 1 | 09 September 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 08 July 2015 | 29 July 2022 |