SFC Licences of KIM Joon Won 金俊源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 09 September 2022
UBS Securities Asia Limited RE 2 09 September 2022
UBS Securities Hong Kong Limited RE 1 09 September 2022
UBS Securities Asia Limited RE 1 09 September 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 08 July 2015 29 July 2022