SFC Licences of CHAN Tat Lai 陳達麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 March 2013 | 20 July 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 September 2012 | 20 July 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 September 2012 | 15 February 2013 |
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 4 | 22 December 2010 | 18 August 2012 |
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 1 | 22 December 2010 | 18 August 2012 |