SFC Licences of CHUNG Tsun, Stephen 鍾駿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RO 1 01 December 2023
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 9 29 June 2023
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 4 29 June 2023
Forthright Capital Management Limited 方德資本管理有限公司 RE 9 07 February 2023 09 June 2023
Forthright Securities Company Limited 方德證券有限公司 RE 4 16 May 2022 09 June 2023
Forthright Securities Company Limited 方德證券有限公司 RE 1 16 May 2022 09 June 2023
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 06 November 2019 23 April 2022
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 1 06 November 2019 23 April 2022
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 07 September 2017 03 October 2019
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 07 September 2017 03 October 2019
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 11 May 2017 13 July 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 25 October 2016 11 March 2017
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 17 September 2015 16 December 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 20 August 2014 10 September 2015
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 20 April 2012 31 July 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 23 December 2010 31 July 2013