SFC Licences of WELLS Peter John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 4 | 09 August 2012 | 12 March 2015 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 2 | 09 August 2012 | 12 March 2015 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 1 | 09 August 2012 | 12 March 2015 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 15 May 2012 | 09 August 2012 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 15 May 2012 | 09 August 2012 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 15 May 2012 | 09 August 2012 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 5 | 04 January 2011 | 11 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 04 January 2011 | 11 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 04 January 2011 | 11 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 04 January 2011 | 11 November 2011 |