SFC Licences of WONG Yik Shing 黃奕成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 03 July 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 03 July 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 03 July 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 03 July 2015
Merrill Lynch (Asia Pacific) Limited RE 4 29 November 2011 31 August 2013
Merrill Lynch (Asia Pacific) Limited RE 1 29 December 2010 31 August 2013