SFC Licences of CHAN Ching Sum Sam 陳錚森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pulun International Capital Limited 普倫國際融資有限公司 | RE | 6 | 25 July 2022 | 29 August 2022 |
Eddid Capital Limited 艾德資本有限公司 | RO | 6 | 06 May 2020 | 13 July 2022 |
First Shanghai Capital Limited 第一上海融資有限公司 | RO | 6 | 28 February 2018 | 03 May 2020 |
First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 17 January 2018 | 28 February 2018 |
CVP Capital Limited | RO | 6 | 31 March 2017 | 19 December 2017 |
CVP Capital Limited | RE | 4 | 17 February 2017 | 19 December 2017 |
CVP Capital Limited | RE | 1 | 17 February 2017 | 19 December 2017 |
CVP Capital Limited | RE | 6 | 17 February 2017 | 31 March 2017 |
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RO | 6 | 27 October 2016 | 12 February 2017 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 05 May 2014 | 12 February 2017 |
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 01 March 2013 | 27 October 2016 |
South West Capital Limited 西南融資有限公司 | RE | 6 | 03 October 2012 | 30 November 2012 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 28 December 2010 | 25 August 2012 |