SFC Licences of MOK Kwan Yu 莫鈞如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 14 December 2011 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 11 November 2011 | |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 29 December 2010 | 02 March 2011 |