SFC Licences of AU Tsz Chung 區子聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 6 21 April 2022
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 6 29 June 2020 21 April 2022
Draco Capital Limited 瓏盛資本有限公司 RE 6 18 February 2019 31 May 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 26 May 2011 28 December 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 27 January 2011 28 December 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 27 January 2011 28 December 2018