SFC Licences of AU Tsz Chung 區子聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 6 | 21 April 2022 | |
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 6 | 29 June 2020 | 21 April 2022 |
Draco Capital Limited 瓏盛資本有限公司 | RE | 6 | 18 February 2019 | 31 May 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 26 May 2011 | 28 December 2018 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 27 January 2011 | 28 December 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 January 2011 | 28 December 2018 |