SFC Licences of NAM Soyoung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital International, Inc. RE 1 15 August 2017
Capital International, Inc. RE 9 11 May 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 05 May 2014 11 April 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 05 May 2014 11 April 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 2 05 May 2014 11 April 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 05 May 2014 11 April 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 05 May 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 05 May 2014 31 December 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 04 January 2011 28 March 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 04 January 2011 28 March 2014