SFC Licences of TREACY Shaun Reginald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 10 January 2013 | 01 July 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 January 2011 | 21 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 January 2011 | 21 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 January 2011 | 21 December 2012 |