SFC Licences of WU Ngai Pan 胡毅彬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
DLJ Real Estate Capital Partners (HK), Limited	RO	4	11 May 2022
DLJ Real Estate Capital Partners (HK), Limited	RO	1	11 May 2022
DLJ Real Estate Capital Partners (HK), Limited	RE	4	20 April 2022	11 May 2022
DLJ Real Estate Capital Partners (HK), Limited	RE	1	20 April 2022	11 May 2022
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司	RO	4	05 January 2021	05 January 2022
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司	RO	1	05 January 2021	05 January 2022
Holly International Asset Management Company Limited 弘業國際資產管理有限公司	RO	4	07 May 2019	31 December 2020
Holly International Financial Holdings Limited 弘業國際金融控股有限公司	RO	1	17 November 2017	31 December 2020
Holly International Financial Holdings Limited 弘業國際金融控股有限公司	RE	2	25 October 2017	31 December 2020
Holly International Financial Holdings Limited 弘業國際金融控股有限公司	RE	1	25 October 2017	17 November 2017
Central Wealth Securities Investment Limited 中達證券投資有限公司	RO	1	31 March 2017	29 September 2017
Central Wealth Futures Limited 中達期貨有限公司	RE	2	16 January 2017	29 September 2017
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	1	16 January 2017	31 March 2017
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	15 July 2015	01 January 2017
CMBC Securities Company Limited 民銀證券有限公司	RE	1	26 May 2015	01 January 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	13 June 2014	15 May 2015
China Gather Wealth Financial Company Limited 中華匯財金融有限公司	RE	1	09 February 2011	30 November 2012