SFC Licences of LAM Hoi Kin, Jacky 林凱健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 27 June 2022 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 June 2022 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 31 December 2010 | 21 September 2011 |