SFC Licences of STARR Michael Lewis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 08 March 2013 | 18 October 2013 |
Keefe, Bruyette & Woods Asia Limited | RO | 1 | 31 August 2012 | 14 November 2012 |
Keefe, Bruyette & Woods Asia Limited | RE | 1 | 04 January 2011 | 31 August 2012 |