SFC Licences of YIM Christopher Seeching 嚴司政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 14 July 2021 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 07 September 2015 | 06 June 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 05 January 2011 | 23 August 2015 |