SFC Licences of MA David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RE | 9 | 13 January 2014 | 01 March 2016 |
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RE | 1 | 13 January 2014 | 01 March 2016 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 30 March 2012 | 20 December 2013 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 06 January 2011 | 20 December 2013 |