SFC Licences of SCHOLEY Richard Brendan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 06 May 2015 | 24 June 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 06 January 2011 | 13 May 2013 |