SFC Licences of BAYES Jonathan Sutton
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 July 2012 | 29 December 2012 |
Trafalgar Capital Management (HK) Limited | RO | 9 | 18 August 2011 | 31 March 2012 |
Trafalgar Capital Management (HK) Limited | RE | 9 | 10 January 2011 | 18 August 2011 |