SFC Licences of NG Wai Kwong 伍偉光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 13 April 2017 | 23 January 2020 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 13 April 2017 | 23 January 2020 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 03 March 2015 | 05 May 2015 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 16 September 2013 | 14 March 2014 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 1 | 16 September 2013 | 14 March 2014 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 17 September 2012 | 23 August 2013 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 17 September 2012 | 23 August 2013 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 13 August 2012 | 23 August 2013 |
| orientiert XYZ Securities Limited | RE | 1 | 31 October 2011 | 26 July 2012 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 11 January 2011 | 17 September 2011 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 11 January 2011 | 17 September 2011 |