SFC Licences of YAU Siu Yeung, Shari 尤小陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 September 2017 | 23 February 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 April 2013 | 23 September 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 11 January 2011 | 23 September 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 11 January 2011 | 06 March 2013 |