SFC Licences of LAU Wai Ting 劉偉停
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Joy Rich Securities Investment Limited 海富證券投資有限公司 | RO | 4 | 07 July 2020 | |
Joy Rich Securities Investment Limited 海富證券投資有限公司 | RO | 1 | 03 December 2019 | |
Joy Rich Securities Investment Limited 海富證券投資有限公司 | RE | 1 | 05 September 2017 | 03 December 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 January 2011 | 10 April 2017 |