SFC Licences of LAU Wai Ting 劉偉停

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Joy Rich Securities Investment Limited 海富證券投資有限公司 RO 4 07 July 2020
Joy Rich Securities Investment Limited 海富證券投資有限公司 RO 1 03 December 2019
Joy Rich Securities Investment Limited 海富證券投資有限公司 RE 1 05 September 2017 03 December 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 13 January 2011 10 April 2017