SFC Licences of SEET Wei Wen, Jordan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 28 July 2014 | 10 December 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 28 July 2014 | 10 December 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 28 July 2014 | 10 December 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 July 2014 | 10 December 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 11 January 2012 | 09 April 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 13 January 2011 | 09 April 2014 |