SFC Licences of YIP Teen Hang 葉天衡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management (Hong Kong) Limited RE 9 04 April 2022
HSBC Global Asset Management (Hong Kong) Limited RE 4 04 April 2022
HSBC Global Asset Management (Hong Kong) Limited RE 1 04 April 2022
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 27 May 2020 18 March 2022
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 27 May 2020 18 March 2022
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 1 27 May 2020 18 March 2022
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 9 20 April 2017 31 January 2020
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 20 April 2017 31 January 2020
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 1 20 April 2017 31 January 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 04 October 2016 23 February 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 6 19 July 2016 23 February 2017
CMB International Securities Limited 招銀國際證券有限公司 RE 1 18 February 2015 03 November 2016
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 RE 4 02 April 2013 11 January 2014
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 RE 9 02 April 2013 11 January 2014
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 13 January 2011 06 August 2011
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 13 January 2011 06 August 2011
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 13 January 2011 06 August 2011
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 5 13 January 2011 06 August 2011