SFC Licences of LI Po Yi 李寶兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zero2IPO Asset Management Limited 清科資產管理有限公司 RO 4 27 March 2023 22 June 2023
Zero2IPO Securities Limited 清科證券有限公司 RO 2 27 March 2023 22 June 2023
Zero2IPO Securities Limited 清科證券有限公司 RO 1 27 March 2023 22 June 2023
Zero2IPO Asset Management Limited 清科資產管理有限公司 RE 9 27 March 2023 22 June 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RO 4 01 June 2022 02 March 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RO 1 01 June 2022 02 March 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 9 22 April 2022 02 March 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 22 April 2022 01 June 2022
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 22 April 2022 01 June 2022
Tongfang Securities Limited 同方證券有限公司 RE 9 29 September 2021 06 March 2022
Tongfang Securities Limited 同方證券有限公司 RO 4 07 September 2020 06 March 2022
Tongfang Securities Limited 同方證券有限公司 RO 1 07 September 2020 06 March 2022
Tongfang Securities Limited 同方證券有限公司 RE 4 26 June 2020 07 September 2020
Tongfang Securities Limited 同方證券有限公司 RE 1 26 June 2020 07 September 2020
Zhongrong International Asset Management Company Limited 中融國際資產管理有限公司 RE 9 09 August 2017 11 May 2020
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 4 03 January 2017 11 May 2020
Zhongrong International Investment Consulting Company Limited 中融國際投資咨詢有限公司 RO 5 03 January 2017 11 May 2020
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 1 01 November 2016 11 May 2020
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RO 2 01 November 2016 11 May 2020
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 1 08 September 2016 01 November 2016
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 2 08 September 2016 01 November 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 30 July 2015 30 July 2016
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 30 July 2015 30 July 2016
Quam Securities Limited 華富建業證券有限公司 RE 9 15 June 2015 06 July 2015
Quam Securities Limited 華富建業證券有限公司 RE 1 18 January 2011 06 July 2015
Quam Securities Limited 華富建業證券有限公司 RE 2 18 January 2011 06 July 2015