SFC Licences of HU Jie 胡潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bain Capital Credit (Asia) Limited 貝恩投資信貸(亞洲)有限公司 | RE | 1 | 19 July 2022 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 30 July 2019 | 08 April 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 30 July 2019 | 08 April 2022 |
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 06 February 2014 | 09 August 2014 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 14 January 2011 | 04 July 2012 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 14 January 2011 | 30 January 2012 |