SFC Licences of HU Jie 胡潔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bain Capital Credit (Asia) Limited 貝恩投資信貸(亞洲)有限公司 RE 1 19 July 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 30 July 2019 08 April 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 30 July 2019 08 April 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 9 06 February 2014 09 August 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 14 January 2011 04 July 2012
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 RE 4 14 January 2011 30 January 2012