SFC Licences of TAO Qing 陶青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 17 November 2017 | |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 17 November 2017 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 04 July 2013 | 27 October 2017 |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 18 June 2012 | 23 August 2013 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 18 June 2012 | 23 August 2013 |
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 11 February 2011 | 23 August 2013 |