SFC Licences of ZHOU Xiaotian 周小天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 6 | 10 November 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 13 January 2020 | 10 November 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 January 2020 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 28 November 2013 | 18 October 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 17 September 2013 |