SFC Licences of WAI Kwai Fong 韋桂芳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Purple Tee Capital Limited 普德資本有限公司 RO 6 05 January 2023 15 December 2023
Advent Corporate Finance Limited 宏智融資有限公司 RO 6 08 April 2021 23 December 2022
Advent Corporate Finance Limited 宏智融資有限公司 RE 6 24 February 2021 08 April 2021
Sunfund Capital Limited 東皓資本有限公司 RO 6 30 July 2020 14 February 2021
Sunfund Securities Limited 東皓證券有限公司 RE 4 06 July 2020 14 February 2021
Sunfund Securities Limited 東皓證券有限公司 RE 1 06 July 2020 14 February 2021
Sunfund Capital Limited 東皓資本有限公司 RE 6 06 July 2020 30 July 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 09 June 2014 24 June 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 09 June 2014 24 June 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 09 June 2014 24 June 2020
CLC International Limited 創僑國際有限公司 RE 1 04 February 2014 21 March 2014
CLC International Limited 創僑國際有限公司 RE 6 19 December 2012 21 March 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 14 January 2011 29 September 2012