SFC Licences of KOO Mary Tin Yee 顧天怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 6 | 21 January 2021 | ||
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 4 | 21 January 2021 | ||
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 1 | 21 January 2021 | ||
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 25 January 2011 | 12 September 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 January 2011 | 12 September 2020 |