SFC Licences of CHEN Zeen 陳澤恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RE | 9 | 14 November 2023 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RE | 4 | 14 November 2023 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RE | 1 | 14 November 2023 | |
| East West Bank 華美銀行 | 4 | 09 April 2020 | ||
| East West Bank 華美銀行 | 1 | 09 April 2020 | ||
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 07 August 2018 | 13 March 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 August 2018 | 13 March 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 05 June 2015 | 30 July 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 January 2011 | 26 May 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 20 January 2011 | 26 May 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 20 January 2011 | 31 January 2012 |