SFC Licences of CUI Yi 崔毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 12 November 2014 | 14 August 2020 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 28 December 2011 | 16 October 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 19 January 2011 | 14 December 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 19 January 2011 | 14 December 2011 |