SFC Licences of PUN Kar Kiu, Jose 潘加翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 14 August 2018 | |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 14 August 2018 | |
QUAD Capital Management Limited | RE | 9 | 03 August 2016 | 31 May 2018 |
QUAD Capital Management Limited | RE | 4 | 03 August 2016 | 31 May 2018 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 13 January 2014 | 12 June 2016 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 13 January 2014 | 12 June 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 20 January 2011 | 20 December 2013 |