SFC Licences of LAM Ho Yin 林浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 3 | 25 September 2017 | |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 25 September 2017 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 25 September 2017 | |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 19 September 2013 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 19 September 2013 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 19 September 2013 | |
FX ONE LIMITED 日本網絡通外匯有限公司 | RE | 3 | 12 July 2012 | 01 July 2013 |
Celestial Securities Limited 時富證券有限公司 | RE | 3 | 02 June 2011 | 30 October 2011 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 25 January 2011 | 19 May 2012 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 25 January 2011 | 19 May 2012 |